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Eddas and Vedas: Comparative Mythology and the Aryan Invasion Hypothesis Lauren Wells Hasten Department of Anthropology Brooklyn College of the City University of New York Spring 1996 |
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CONTENTS PART I EVIDENCE FOR A COMMON
FOUNDATION 2. Dumézilian
Comparative Mythology PART II HISTORY AND ARCHAEOLOGY 2. Germania,
Scandinavia and PART III THE LITERATURE 1. The Vedas 2. The Eddas PART IV SYNTHESIS 2. Conclusions In 1915, the German geophysicist Alfred
Wegener published the world’s first treatise on the theory of
continental drift. He had
merely noticed what better maps had made obvious -- that the continents
of the world fit together like puzzle pieces.
Similarly, those who have read a variety of European mythology
have felt much the same notion tugging at their consciousness; namely,
that the myths of most of Comparative mythologists set out to determine if the various
mythologies of the European continent were indeed related, and immediately
the question grew more complex. No one is certain of where, when or by
whom most of the myths have been composed, and these details can be
impossibly difficult to trace.
In addition, mythology, unlike temples, cannot be studied in
anything approaching isolation.
It reflects the fundamental ideology of a people, and as such
is related to every aspect of the society.
Influenced by factors as various as language, social structure,
physical environment and foreign contact, it cannot simply be read in
the bricks. When one does attempt to read ideology
into physical artifacts, the results cannot help but be speculative. Particularly inviting to such comparisons are the mythologies
of the Indic Vedas and the
Norse Eddas. Separated by a minimum of two thousand
years and four thousand miles, one might expect them to bear little
resemblance to one another. While
superficially correct, it is also true that in certain ways they are
remarkably similar, particularly when one considers their great temporal,
linguistic and geographical distance from one another.
They also serve well as temporal bookmarks in the history of
religion. The Indic Rig Veda
has been dated by contextual evidence to approximately 1500 BCE, but
there is reason to believe it may have been composed far earlier. Today the Hindus recognize four Vedas, of which the Rig is the earliest. While
their written heritage dates only to about the 3rd century BCE, the
Vedas are certainly much older.
Sages known as rishis maintained an exacting oral tradition
which ensured that the Vedas
would be faithfully carried through time; held to be shruti, or divine revelation, their contents were not to be altered. They may well contain the earliest
documentation of Indic polytheism known to modern scholars. If it can be said that the various
mythologies of The Norse Eddas,
by contrast, are of comparatively late origin. Yet they hold the unique distinction of
having survived what was generally the death blow of Christianity. As such, they are some of the only existing
testaments to the state of European heathenry just before and during
the Christian era. While
the pagan works of the Greeks and Romans still stand, the Eddas are a valuable link to the Germanic tradition which, together
with these classics, form the spine of our own. Viking in temperament and dated in
a range from the eighth to the fourteenth centuries of the Common Era,
they represent perhaps the “last stand” of European polytheism. “Edda”
means “grandmother,” and scholars have been unable to explain
why the works bear that name. While
many suggestions have been offered, the simplest has been all but overlooked:
that the Eddic composer Snorri was simply invoking his wise grandmother,
who may have told him the tales he transcribed.
“Edda” itself may be derived from
the Sanskrit veda, or sacred
vidyä, both of which are terms for
“knowledge;” cognates include the German wissen, the Swedish veta,
and the old English wit, for
“to know” (Titchenell, p. 20).
Therefore it is fitting that a grandmother should convey knowledge. Together the Eddas and Vedas represent bookends on the shelf of European
religious history; the further apart they are set, the more knowledge
can be placed in between. PART I -- EVIDENCE FOR A COMMON
FOUNDATION The well-known comparativist Max Müller believed that
the Eddic tradition actually preceded that of the Vedas, which seems incredible considering the great antiquity of Vedic
society. Despite their
problematic dating, the content
of the myths is similar enough to encourage the speculation that they
share a common parentage.
Alternative hypotheses do not stand up to even the beginnings of scrutiny. The contention that the two mythologies
arose independently to develop such striking correspondences invites
the revivalization of Spencerian notions of “psychic unity.” Diffusionist arguments, too, seem to pale
in the face of the great distance between The beginnings of this hypothesis lie in the year 1767,
when James Parsons published The
Remains of Japhet, being historical enquiries into the affinity and
origins of the European languages.
Despite this early work, it is Sir William Jones, who, due to
his academic credentials, is credited with the “discovery”
in 1796 of the Indo-European family of languages.
Both men, noting sweeping similarities in lexicon, proposed the
hypothesis that the languages of Europe, Despite the limits of their vision, the basic point is
sound. There are indeed
characteristics present in the family of Indo-European languages that
suggest its members are united by common ancestry.
One great proto-language is imagined to have grown and splintered,
producing branches as different from itself and from each other as they
are removed in space and time.
These languages have been carried across the continent by the
people who spoke them, who in some cases may be as close genetically
as they as linguistically. The linchpin of this theory lies in the fact that reliable
and systematic phonological shifting can be demonstrated to occur between
the languages, as with the Greek g
and the Germanic k: Greek gyne, Old Norse kona “woman”;
Greek genos, Old Norse kyn
“family”; or Greek agros,
Old Norse akr “field’” (Mallory,
p. 13). Simple correspondences
are also abundantly present, such as the Sanskrit devas, the Latin deus, Lithuanian
dievas, Old Irish dia and the Old Norse plural tivar, which are all words for “gods”
(Mallory, p. 128). Of particular
interest to the present paper is the following set of correspondences:
Sanskrit
dyaus
pita Greek
zeu
pater Latin
Ju
piter Umbrian
Iuve
patre Illyrian
Dei
patyros Hittite
DSius ----- Proto-Indo-European
*dyeus
pEter (Mallory, p. 128) While J. P. Mallory is not willing to deduce the role of
the divinity he has named here for us, it has nevertheless become a
distinct possibility that the speakers of these related languages share
a related mythology. For
if all of them have a term for the “Sky-Father,” then surely
they must all have an explanation for who he is; he must be provided
with an underlying mythological base.
Since they all refer to him in the same terms, the various mythologies
must have common elements. While it is true that myths appear to diffuse
more readily than languages, some of these shared elements may in fact
date to a time when the language, too, was shared. Language, without writing, is nearly impossible for the
archaeologist to trace. The
migration of a pre-literate people leaves no linguistic clues in its
wake, and when a site of occupation is discovered, it is difficult to
determine its linguistic identity.
While we may know where they went, how they made their pottery
and what they ate for dinner, we can rarely know where they came from,
who they were related to or what language they spoke.
Archaeologists plod on despite this:
When there is no system of writing, information can still
be maintained and transmitted by an oral tradition. If the circumstances are right, eventually
the body of knowledge will be preserved as text. In the case of mythology, as old as culture
itself, that preservation occurs at an exceedingly late date. A body of lore having its origin at the
time of linguistic unity would not have been written down until well
after the language had undergone significant change.
Linguistic change, along with thousands of years of culture,
likely had profound effects on the resulting mythos.
Whatever similarities remained must have been truly fundamental. The first function embraces sovereignty, and at the top
of the social hierarchy stands a class of priests and shamans, such
as the Indic Brahmans, to serve as administrators. Responsible for contracts both with the
gods and between people, their tasks lie in different realms. Fittingly, the function is typically fulfilled
on the divine level by a pair of sovereign gods such as Mitra and Varuna
in Vedic India, Jupiter and Dius Fidius at The second function is characterized as military. It is expressed and fulfilled by a warrior
class which is often the ruling class. Their duty is to defend the society against
enemies as well as to promote its economic well-being through conquest
and raiding. Examples include
the Indic Ksatriyas, the Roman milites and the Norse Vikings. They are paralleled on the cosmic level
by great warrior divinities such as the Vedic Indra, the Roman Mars,
and the Norse Þórr
(Thor). Of particular interest
in this set of deities is the ambiguity inherent in the role of aggressor-defender.
Þórr, smasher of Giants, while
no one to antagonize, is also the warder of Miðgarð and the
protector of human-kind. Both
he and Indra possess a kind of potent power which is not always kept
in check, and it is best to remain in their favor.
A third function embodies the concepts of fertility and
sustenance, embracing the herder-cultivators or “common”
people, i.e., the Indic Vaisyas.
Concerns at this level include the fertility of humans, animals
and land, and the well-being of the people.
While ranked below the first and second strata, the third is
the level upon which the other two depend for their existence.
It is the herders and cultivators who feed and clothe the priests
and warriors, and it is their labor which provides the surplus of goods
necessary for the maintenance the class structure.
The divine representatives of the third function also tend
to occur in pairs, but usually as twins (e.g., the Greek Dioscuri, the
Vedic Ásvins) or close relatives.
The Norse pair, Njörð and Freyr, are thought to be father
and son. They are intimately
associated with horses (the Indic Ásvins, “horsemen,”
or Nasatyas), and they are accompanied by a goddess who is either a
sister or wife of one of them.
The Indic Ásvins, for example, are tied to the goddess
Sarasvati, the Greeks Castor and Pollux to Helen, and the Norse Njörðand
Freyr to Freya. The Roman case provides
an exception, where the god Quirinus stands alone as the divine ambassador
of the third function. (Mallory,
p. 132) Either the tripartite division of society is reflected
in its cosmology, or the ideology is dictating the social structure. It is a chicken-and-egg riddle; perhaps
the best guess is that reality shapes the myth, and then the myth perpetuates
the reality. In Citing the fact that the Sanskrit term for “caste,”
“várna-,”
means “color,” it has been suggested that the phrase “an-ärya,” or “non-Aryan,”
refers to the darker-skinned Dravidians, who are thought by some to
have been the indigenous population of the Indian subcontinent.
Such arguments fail to consider the possibility that the word
may not have been intended quite as literally as it has been taken.
In a society rich in ritual and symbolism, a literal interpretation
may be misdirected. Colors
themselves have symbolic value, and have traditionally been associated
with social status. Thus, communists were once “Reds,”
while American liberals were “Pinkos.” Green is commonly associated with nature
(third function), red with blood (second function), and white with purity
(first function); witness the flags of countries as diverse as The Norse Lay of Ríg, or Rigsþula, provides solid evidence for the social tripartition
of ancient Karl, the second son, is born with a ruddy complexion and
swift eyes. A builder and
a farmer, the hard-working Karl marries Snœr (“Daughter-in-Law”). In
their homestead, happy, they
had a brood, hight Man and Yeoman,
Master, Goodman, Husbandman, Farmer
Franklin, Crofter, Bound-Beard, Steep-Beard Broad, Swain, and Smith. By other names
were known their daughters:
Woman, Gentlewoman,
Wife, Bride, Lady, Haughty, Maiden,
Hussif and Dame: thence are come
the kin of carls. (Hollander, p. 124) Earl is born last. He is blond and fair of skin, and his
blazing eyes are a mark of nobility.
Only he is of high enough birth to merit any further attention
from his father, Ríg, who returns to teach him the runes and
take him as an heir. Earl
becomes a great warrior and a generous sovereign, and the father of
many children including Boy, Bairn, Heir, Squire, Son and Scion.
(Hollander, p. 127) While Vedic lore describes priests, warriors and cultivators,
Eddic lore speaks of nobles, freemen and slaves. Class in both traditions was ascribed at
birth, but the Norse system was far more fluid. Priests could be either nobles or freemen,
and even slaves could be warriors. The emphasis seems to have shifted away
from function to status. The
comparativist Jaan Puhvel relates these shifts in ideology to shifts
in phonology. He explains
that the Germanic languages are, on the whole,
He suggests that the entire mythos, having been constructed at some earlier
time, has undergone a sort of transposition. Just as morphemes undergo slippage and
shifting, so do mythos,
ideology and social structure.
With the loss of the priestly class among the Germans, the tripartite
social system seems to have “slipped a notch.”
Puhvel continues, Despite the general pre-eminence of the priestly class,
kingship is usually associated with the warrior class. In Among the Vikings, war was a constant theme. A reading of Hávamál reveals the prevailing philosophy that fame
was all-important. Nothing
was more ignoble than dying without renown, and death itself was scorned:
"Deyr fé en orðstír deyja frændr deyr aldre deyr sjalfr it sama hveim er sér góðan getr. Cattle die, kinsmen die, oneself dies the same; but fame
alone will never die for him who gains a good one’." (Einarsson, p. 32) Men desired most of all to earn fame through bravery and conquest. They cared little about death, and thought little about killing even a friend when vengeance was called for. Such a murder could be forgiven by the payment of Wergild, a sum regarded by the victim’s family as equivalent to his worth. This practice is also seen in Vedic society, where Wergeld was paid in proportion to the victim’s status (Tyler, p. 50). As the desire for fame grew eventually to achieve the status of raison d’etre, the Norse warriors sought access to the magico-religious. If one is to be continually successful in battle, one must then acquire divine and magical power. A magical sword such as Sigurd’s, a runic spell, the assistance of a Valkyrie -- all are to be sought after and plentiful in the lore. The rage of the bersirkir, too, is divine, and sacred to Óðinn. Óðinn himself, already a warrior, becomes a shaman, too. An extremely complex god, he is an administrator-
warrior; he does not personally experience the rage of the bersirk so much as he imparts it to others.
Cunning and wise, he is not a fighter but a devious and manipulative
magician, an “orchestrator of conflict rather than a combatant”
(Puhvel, p. 193). Warrior-king of the gods despite his lack
of participation in battle, he gains shamanic wisdom by voluntarily
undertaking a personal ordeal.
Sacrificing himself to himself, he hangs himself, wounded, upon
the world-tree Yggdrasil for nine nights until the secrets of the runes
come to him. (Hávamál, st. 138) Among the Norse, the first two functions of priest and warrior appear to
have merged. Visionary fighters
and magical heroes were likely more valuable to them than the maintenance
of a separate class of religious practitioners, so the categories were
integrated. The result is
a redefined tripartite hierarchy which has opened up its classification
to include bondsmen and slaves.
warriors
ksatriyas
herder/cultivators
vaisyas
outcasts
sudras
warriors
rathaestar-
herder/cultivators
vastriyo/fsuyant-
warriors
milites
herder/cultivators
quirites
warriors
equites
herder/cultivators
plebes
herders/cultivators
Karlar
bondsmen/slaves
Thrallar (Mallory, p. 131) with additions. Combined evidence strongly indicates that the ancient Indo-Europeans
had a unified conceptualization of human society as being properly composed
of three classes: priests,
warriors, and herder-cultivators. Slaves have probably always been
part of the reality, but as they were usually taken from enemy populations,
they were easy to dismiss as outsiders to the classificatory scheme. Perhaps when two of the Norse categories
merged, they were recruited into the scheme to maintain the tripartition. Perhaps this tripartition came as naturally
to the Norse as it does to us, and their social structure did not feel
solid without it. Georges Dumézil has argued that early evidence for
the tripartition of Indo-European society can be found in a treaty between
Matiwaza, King of Mitanni, and the king of the Hittites. Dating to about 1380 BCE, the agreement
invokes the Indic gods Mitra, Varuna, Indra and the Nasatyas. According to Dumézil, the first
two names usually occur paired in the Vedas, as “Mitra-Varuna.”
They represent, as discussed above, the two distinct aspects
of sovereignty encompassed by the first function; while Mitra handles
matters between humans, Varuna concerns himself with the magico-religious,
attending to covenants with and between the gods.
Indra, the warrior-god, represents the second function, while
the Nasatyas, divine twins who are associated closely with horses, livestock
and people, represent the third.
(Mallory, p. 131) This tripartite conception of the order of human society
has served as a lens through which the Indo-Europeans have viewed the
world. Consequently there
are repeated instances of tripartition in the mythology, and the number
three itself appears with great frequency.
Even today people speak of three fates, three tenses (past, present,
and future) and three bears. A
sentence such as the previous one does not feel complete if it does
not contain three examples. One recurring theme in Indo-European mythology is the “three
sins of the warrior,” wherein the warrior figure commits an offense
against each of the three functions, including the one he represents.
In opposition to the first function, the warrior will defy or
cause harm to come to his sovereign. In opposition to the second function, of
which he is sovereign, he will display either cowardice or dishonor,
thusly discrediting and disgracing himself.
Finally, he will commit an assault, usually sexual, against a
representative of the third function.
(C. Scott Littleton, in his introduction to Dumézil, p.
xi) Indra is the classic “triple sinner.” His first offense is the slaying of Trisiras,
the triple-headed dragon son of the Brahman god Tvashtar; the murder
of a Brahman by a warrior is an offense against the first function. Later, when the demon Vrtra threatens to
overpower Indra, the god sues the beast for peace. He then breaks the truce and murders him.
By doing so, Indra acts in opposition to two functions:
breaking a covenant works against the first function, while Indra’s
cowardice in the beginning and unwarranted force in the end oppose the
warrior principle, or second function. Stripping himself of his last shred of
dignity, he acts in opposition to the third function when he disguises
himself as the husband of a beautiful woman and has sex with her. While a ready parallel exists in the offenses of Herakles,
one must stretch considerably in the search for a Norse example. Winn Shan offers the tale of Starkad, as
told in the Gesta Danorum
of Saxo Grammaticus and the Icelandic Gautreks
Saga. Both sources are
exceedingly late and the theme seems to have undergone substantial reconfiguration,
if indeed it is related at all. While the hero does commit three offenses,
they appear to be unrelated to the three Dumézilian functions. They are, as was Norse society, more concerned
with treachery and cowardice. (Winn, p. 197) The original theme, an expression of the
ambiguities inherent in the warrior role, is not found intact among
the Norse, perhaps because the Vikings saw no such ambiguity. The number three makes appearances when Indra slays a three-headed
monster, and when the Norse Æsir
attempt to burn their nemesis three times but she is “thrice reborn”
(Voluspá st. 21, Hollander). Indra’s faithful ally, Vishnu,
is often referred to as “three-stepper” or “wide-strider”
in the Rig Veda.
The name recalls his primordial deed of propping apart the Universe
with three strides, thereby creating the two-part dwelling of both gods
and mortals. The Norse god Viðarr provides an interesting parallel; his very name
contains the exhortation ‘Wider!’ (Puhvel, p. 56) At Ragnarök it is he who will stride forward to defeat the wolf Fenrir
by planting one foot on his lower jaw and then ripping his mouth open. It is characteristic of Norse mythology
that this great and defining deed occurs in an eschatological context,
as is the case with Þórr’s
slaying of the Miðgarð serpent.
The Indic episode, by contrast, is an act of creation. (Puhvel, p. 204) The number three is also of significance to what J. P.
Mallory has called “The Threefold Death” of the Celts and
Germans. Among these peoples,
evidence has shown that human beings were sacrificed or executed in
one of three ways, each being representative of one of the three Dumézilian
functions: It appears that hanging was the appropriate punishment for a violation of
the first function, while stabbing and drowning are associated with
the second and third functions, respectively.
Drowning in general has sometimes been construed to indicate
a sacrifice to “Mother Earth,” as opposed to “Father
Sky.” This apparently omnipresent tripartite ideology actually
functions within a dualistic framework, as Dumézil and his colleagues
were quick to point out (Mallory, p. 140).
Both the first and third functions are typically expressed through
a pair of gods, and the underlying theme of all of it seems to be a
battle between good and evil, or darkness and light. This dualistic undertow is reflected in
a mythological “War of the Functions” which pits the representatives
of the first two functions against those of the third, thus reducing
the three strata to two, and finally to one. As Michael and his angels battle Satan
and his cohorts in the Biblical Revelation,
so too battle the Suras and
Asuras in the Rig-Veda, and the Æsir
and Vanir in the Eddas. Theosophist Elsa
Brita Titchenell suggests that the two sides of the duality The Norse “War
of the Æsir and Vanir” begins with an unsuccessful murder
attempt and ends with an exchange of hostages. The Vanic gods Njörð, Freyr and Freya go to Asgarður live among the Æsir and in return, the Vanir are
sent Mímir, whom they promptly behead, and Hœnir (Hollander,
p. 9). Unfazed, Óðinn
makes priests of the three Vanir and the gods are unified. The Indic version of the divine “War of the Functions”
has as its cause Indra’s contempt for the Nasatyas, also known
as the Ásvins, whom he holds to be unworthy of receiving the
soma sacrifice. Soma is particularly important
to Indra because it is the beverage which enables him to defeat Vrtra
and become king of the gods. As
healers of the people, the Asvins are polluted by their contact with
humans. Such intimate involvement in the affairs
of mortals is enough to earn Indra’s disdain and foment his reluctance
to share any offering of the sacrificial beverage. The priest Cyavana challenges Indra by invoking the Asvins
during a performance of the soma
ritual. Indra responds angrily
by attempting to launch a thunderbolt at him, only to find that his
arm has been stayed by the mighty seer.
Cyavana then produces the powerful Asura,
or demon, Mada (“Drunkenness,
Intoxication”), whose gigantic mouth threatens to swallow up Indra
whole. Overcome with fear,
Indra is coerced into admitting the Asvins and peace is made (Winn,
p. 67; Puhvel, p. 61). The creation of Mada is reminiscent of the Norse figure
Kvasir. In the Skäldskaparmäl of the Snorra
Edda, a truce is effected between gods when the two parties spit
into a crock. Óðinn
saves the stuff and fashions out of it the wise man, Kvasir, who is
killed by dwarfs. Mixing
his blood with honey, they produce the mead of poetry.
In The Indo-European “War of the Functions” may
have served, among other things, as a reminder to the lowest stratum
of society that they were to be subservient to both priests and warriors,
a “situation divinely chartered by a mythical war which their
ancestors lost” (Mallory, p. 139).
It may be an expression of the oft-stated culture versus nature
dichotomy; while the first and second functions are concerned expressly
with the individual acting in society, the third is occupied primarily
with the natural rhythms of life.
Some have even argued that the war represents actual battles
that occurred in the ancient past between migrating populations and
the peoples they encountered. None of these hypotheses can be substantiated.
In addition to commonalities of structure, Indo-European
mythology displays some regularity in personage. While some deities can be recognized by
their names alone, as in the previously mentioned case of the “Sky-Father,”
others can only be identified by the pattern of interest they display
in the affairs of humans. In
general, the similarity between Þórr and Indra is striking, but there are of course differences.
Indra has much wider scope as a warrior deity than does Þórr; much of the role that Indra plays in Indic mythology is relegated
to Óðinn in the Norse conception. Rig Veda Book 10, Hymn 153 1
Swaying about, the Active Ones came nigh to Indra at his birth,
And shared his great heroic might.
2
Based upon strength and victory and power, O Indra is thy birth: | |||